Shinsei Corporate Management Review (2023)

• Company name: 

Shinsei Corporate Management 新生会社の管理. Shinsei Securities.

• Registration Address/ License:

Japan. No License, No Regulation. 

The broker Shinsei Corporate Management offers vast trading opportunities with full resources and investment services with advance offering to retail, institutional clients along with wealth management. The company states their address in Japan with 17 years of experience and over 7 thousand clients engaged with them.

Besides the allegedly attractive offering, the facts reveal that the company does not hold a proper license to deliver their investment service within or beyond their location. Simply that means, that there is no implemented set of rules that confirms company sustainability and their ability to maintain obligations towards the clients.

In addition, the firm’s offering caught the attention of international authorities, as their non-licensed operation was delivered to the jurisdictions that strictly monitor market offering. The alerts were issued by the Austrian FMA, while another partner regulators within and far the EU followed the issue.

“The Austrian Financial Market Authority (FMA) may disclose to the general public by publication on the Internet, or in any other newspaper with nationwide circulation, that a particular natural or legal person Shinsei Corporate Management is not entitled to carry out certain investment services. Provided that said person has given cause for such action and informing the general public is deemed necessary and reasonable with regard to possible disadvantages of the person concerned.”

FMA, Austria. September 2018.

Conclusion

Generally, the investment and financial services require a high level of caution while dealing and choosing the company to engage with. Since the financial markets offer are widely presented nowadays, we advise choosing among regulated brokers only, as the main step the legal identity is the first thing to check on.